FINRA: Financial Industry Regulatory Authority
FINRA Series Exams
FINRA Continuing Education Exams
**Important Information – New Format for S101 and S106 Continuing Education Programs**
On January 4, 2010, FINRA will implement redesigned versions of the S101 and S106 Regulatory Element Programs. If you have scheduled an appointment on or after this date, please be sure to review the related content outline, an animated orientation and brief sample case to help familiarize yourself with the program changes. These resources, as well as general information about the redesigned programs, are available at
www.finra.org/ce/training.
Information About FINRA
FINRA Information - Learn more about the registration process for FINRA exams and the Securities Industry's Regulatory Element requirements for continuing education.
FINRA Policy Information - Learn more about FINRA's policies and procedures for testing with Prometric.
Red Carpet Executive Testing
We will bring the test center to your office. Continuing Education exams delivered one-on-one, while you sit at your own desk. All scheduling and registration completed by Prometric and FINRA. If you would like additional information, please e-mail: redcarpet@prometric.com.
FINRA Testing FAQs - Wondering what to expect when you get to the testing center?
Group Reservations (ezSeat)
- Did you know that Prometric offers an advanced Group Reservations system? You can reserve your desired testing date and location several weeks or months in advance for multiple candidates. To obtain access and learn more about this user friendly reservation tool, please click here.
- Have access to the Group Reservation system (ezSeat)? Please click here to log in.
